Compliance
FX risk concerns highlighted by the BIS and FiREapps
Daily news headlines
SEC issues new compliance alerts
Daily news headlines
Indian Central Bank: migration to Basel II by next spring
India's central bank gives deadlines for Basel compliance
Small firms are ignoring compliance advice, says FSA
Compliance advice ignored by smaller firms.
Legal eagles
Clifford Chance has been ranked number one in the first annual OpRisk & Compliance survey of law firms engaged in risk and compliance activities for financial services firms. But as the results attest, risk and compliance is a hot area for global law…
Harnessing our differences
In the first of a series, Eric Holmquist considers the characteristics, challenges and opportunities in developing a risk culture
A call to compliance
Mifid, Basel II, SOX - the pace of regulatory change has increased substantially over the past few years, which has led to the large-scale expansion of compliance departments for financial services firms. But the recruitment market is finding it hard to…
Keeping an eye on complacency
When it comes to AML initiatives, companies are displaying a worrying disregard for the perils of this criminal threat, despite recognising it as such. By Ellen Davis
A Ratings Quandary
Rating agencies
With a bang or a fizzle?
Basel II
Introduction
Regulation and compliance
Knuckling down
Hedge funds
Aftershocks of the Big Bang
At the end of October, the City of London celebrated the 20th anniversary of the 'Big Bang' – the first big deregulation of the financial services industry in the UK.
The capital calculation question
Retail portfolio risk
A case for convergence?
Bank capital
Compromising on Basel II
US banks
Shaping the future
In lighter, sillier moments down the pub, when we were thinking about what to rename the magazine to help it better reflect the industry's evolution and its content, we went through some rather daft combinations.
Regulation and compliance
Introduction
A broader scope
Welcome to the rechristened OpRisk & Compliance .
The CRO road
In just over two months all US-based hedge funds with more than 15 investors and/or $25 million under management will have their own dedicated chief compliance officer.
Event News > Register now for Risk Based Compliance for Financial Services
This event will be held on Thursday 25th November. Book your place now!
Asian banks lagging in Basel II preparations, says Asian Banker Research
Most banks in Asia's leading countries are lagging in preparations for the implementation of the new Basel Accord, also known as Basel II, according to The Asian Banker Research.
Man Investments takes compliance lead
Man Investments (Man), Europe's largest hedge fund group, with approximately £40 billion in assets under management, has implemented StarCompliance's 'code of ethics' software to automate its compliance procedures across its 15 global sites.