Compliance
Banks must prepare for more Fatca-style legislation, experts warn
The likelihood of Fatca-style legislation from other jurisdictions means banks must be prepared
GRC special report: compliance costs
Sector faces compounded compliance costs
Banks spend 25% of compliance budget on overseas regulation
New research finds banks face steep extraterritorial compliance costs
Whistleblowers given more incentive in US than UK
When the whistle blows
ECB aims to increase protection of internet payments
New guidelines outline minimum standards for industry
Firms need to improve card security measures, say experts
With fraudsters becoming more sophisticated, companies that handle payment card data cannot simply rely on minimum industry security standards, say experts
The long and winding road to Dodd-Frank
The road ahead
White paper: Open source drives innovation in financial services
The shift to mobile applications driven by consumers’ expectations of ubiquitous services, combined with the use of private cloud infrastructure, is redefining the trajectory of IT investment and the competitive landscape for banks and financial services…
White paper: Customer success story – Financial services
A global financial services giant finds that the Black Duck Suite enables it to realise the compelling economics of open-source software while solving the significant management, compliance and security challenges that weighed down productivity and…
Editor's letter – Costly compliance and tighter budgets
Editor's letter – Costly compliance and tighter budgets
Volcker to be implemented through trial and error, expert warns
US regulators' 'heuristic' process for implementing the Volcker rule is called into question
New anti-money laundering recommendations 'will prompt weaker countries to clean up corruption'
Tax crimes to be punished by same laws as AML
Record fine for fraudulent CEO 'not enough', says expert
FSA fine for ex-JC FLowers chief executive 'does not show credible deterrence'
Near-record fines indicate FSA's harsh approach to market abuse
Latest fines include second-highest individual market abuse penalty so far
Brown Shipley appoints head of compliance
Derrick Cain will join the bank next month
Delayed Fatca regulations look set to ignore 'passthru' payments
Further uncertainty expected by the industry once delayed draft Fatca regulations are released
Banks face heavy burden from sanctions in the Middle East
Sanctions side-effects
Supervision not regulation, says SEB's Hansen
Rather than rushing to increase regulation and potentially creating compliance costs and regulatory risks, authorities should be getting involved at the ground level to improve supervision, says Lars Hansen, Swedish insurer SEB Life’s chief risk officer
Off-take deal targets West coast REC demand
Long-term REC off-take deal hedges West coast renewable energy compliance needs out to 2030; RECs demand expected to increase
Regulatory pressure prompts Bank of Singapore to name new compliance chief
OCBC subsidiary splits risk and compliance roles
Cagan appointed head of op risk at JP Morgan
Cagan moves from compliance role at Citi to new op risk post
Deutsche's Sutton: industry must collaborate on Fatca front
The industry must come together to prepare for US anti-tax evasion regulations in the same way it has collaborated on the legal entity identifier project, according to Deutsche Bank's Julia Sutton