Compliance
Fed issues compliance risk management guidance for BHCs
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Under scrutiny
Hedge fund regulation
FSA: Credit crisis no excuse for non-compliance
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You've got mail
Emails are increasingly being used (and demanded) as evidence by US courts, and the implications of this are rippling around the globe. Ellen Davis looks at what international firms need to be doing with their email to ensure they can handle the changing…
Back to processes
Business Processes
GRC is key to post-crunch compliance, says Deloitte report
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Compliance managers warned of troubles ahead
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Eurosox lost in translation, warns Information Security Forum
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Regulators in Accord
Basel II
Open to disclosure?
Contracts for difference
A unifying approach
Economic capital
US internal audit focus moving off Sox, says survey
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Global firms face increased pressure to address potential risks
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Banks’ compliance costs remain high, says survey
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The only way is up
Until now, op risk and compliance professionals have not been as well remunerated as their counterparts in other risk disciplines. However, with increased demand for those with the right skills, this looks set to change. Peter Madigan reports
The urge to converge
Convergence is a clear goal for many in the industry, but uniform implementation is proving tricky, finds the latest survey from OpRisk & Compliance and Ernst & Young
Retail banking compliance survey: a reality check
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Keeping the wheels turning
When confronted with business continuity issues, energy giant E.ON used to turn to a printed manual. Now it has introduced a constantly evolving system to deal with BCP challenges. Duncan Wood investigates
FSA issues good-practice advice for managing compliance risk at investment banks
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Compliance controls minimise data loss, study finds
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