Compliance
The long arm of European law: Mifid alarms the world
Non-European firms may have to undertake compliance projects without knowing the final rules
Ferc manipulation definitions raise compliance fears
‘Vague’ anti-manipulation standards a source of frustration for energy firms
Staying afloat in the data deluge
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Top 10 operational risks for 2017
Risk.net presents the top 10 operational risks of 2017, as chosen by risk practitioners
Risk retention ‘substantially diluted’ for STS proposal
Parliament compromises to pass STS securitisation proposal, but industry is still pessimistic
Implementing and capturing value from BCBS 239
Sponsored forum: Intralinks
Repo markets left guessing by new EU reporting rules
Record-keeping obligations of SFTR already in force, but no guidance on data fields
Audio webinar: Implementing and capturing value from BCBS 239
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Making sense of Market Abuse Regulation
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Using cognitive computing to streamline regulatory compliance
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CFTC flexes muscles in Kraft, DRW cases
Agency pushes for broader definition of market manipulation in parallel legal battles
CFTC has ‘incredible view’ into markets – surveillance chief
Ex-trader Hunter sheds light on agency’s monitoring and forensic analysis capabilities
Financial Crime Survey 2016: Compliance and online fraud top the financial crime investment charts
Sponsored survey analysis: BAE Systems
Law firm of the year: Stephenson Harwood
Small is beautiful for the regulatory litigation practice, representing banks in high-profile cases
Operational risk managers told to do less to succeed
Resist temptation to intervene often, says head of op risk at UBS Asset Management
Compliance burden jeopardises EU securitisation revival
Parliamentary rapporteur undermines STS with investor due diligence plan
Banks seek to make op risk taxonomies less taxing
Difficulty of devising and implementing taxonomies leads major banks to start sharing ideas
Supply chain risk management and compliance: Simplifying a complex process
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Banks take various approaches to tackling conduct risk
Definitions, reporting lines, frameworks and metrics vary among major banks, Risk.net research shows
New EU market abuse rules worry energy traders
Ban on insider trading in commodities seen as “very tricky”
Banks collaborate on non-financial risk taxonomy
Operational risk practitioners from large banks working together on industry best practice
Banks fear capital add-ons for BCBS 239 failures
Capital add-on is "a stick that's out there", says Santander's Goddard
How ‘Death Star’ and AIG sparked a new era in regulation
Ferc and the CFTC have overlearned the lessons of past crises
Commodity traders cheer CFTC record-keeping fix
Regulator softens Dodd-Frank rule that energy and grain traders saw as burdensome