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TECHNOLOGY

NYC exchanges modify business continuity plans

In late September, the New York Stock Exchange (NYSE) and National Association of Securities Dealers (NASD) filed amendments to proposed rules that require members to establish and maintain business continuity programs. The NASD amendments include removing the requirement that a firm must stay in business in the event of a significant business disruption. They also call for more disclosure from member firms, and oblige them to review and update e

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