Dodd-Frank swap dealer rules tricky, says Cargill compliance head

Swap dealers playing a guessing game while complying with CFTC rules

regulation

A lack of sufficient guidance on key provisions of the US Dodd-Frank Act means swap dealers are being left in the dark when it comes to monitoring their own compliance, according to Uzi Rosha, global chief compliance officer at Cargill Risk Management – the Minnesota-based commodity trader’s swap dealing unit.

Speaking in Houston following a presentation at Energy Risk Summit USA on May 21, Rosha was asked how long it took for Cargill to come into full compliance with Dodd-Frank's swap dealer ru

To continue reading...

You must be signed in to use this feature.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an indvidual account here: